Wealth Planner

A Wealth Planner is a term used by some financial advisors. Generally Wealth Planners focus on a higher net worth segment of the market – high-net-worth individuals (HNWIs) and ultra-high-net-worth individuals (UHNWIs) – and delivery or provide access to a wide range of expertise such as tax planning, wealth protection, estate planning, business succession planning, capital gains planning and risk management.

Previous Next

WealthTech Trends to Watch in 2020

We've compiled insights of 20 top influencers and subject matter experts on the key WealthTech trends to watch as we enter the decade of the 2020s.
December 4, 2019

Biggest Market Opportunities to Grow Your Advisory Business in 2020

From new audiences to expanding your services, these are the ways to stand out as an advisor in 2020.
November 21, 2019

Financial Advisor Website Mistakes and How to Avoid Them

Are you making any of these website mistakes? They could be getting in the way of your success.
November 14, 2019

Xtiva launches Xtiva Vault to provide enhanced long-term data retention…

New service will provide SEC Rule 17a-4 compliant deep storage solution for investment firms to enhance long-term data retention and protection.
November 7, 2019

SEO Best Practices for Financial Advisors

Improve your search ranking as a financial advisor with a few key tips and tricks — no expensive tools or experience necessary.
November 7, 2019

Select Findings and Fines Related to SEC Record Retention Rule…

BOK Securities BOK failed to maintain thousands of brokerage record in a non-erasable, non-rewriteable format, resulting in a fine of $175,000. The findings stated that the firm failed to maintain…
November 6, 2019

3 Commonly Overlooked Records Subject to SEC Rule 17a-4

Don't overlook these three categories of documents that meet the books and records standard under SEC Rule 17a-4 for broker-dealers.
November 1, 2019

Financial Advisor Marketing: How to Market to Millennials

As millennials grow older, it's time to adapt your strategy to include younger clients in your practice.
October 30, 2019

Tips for Surviving a FINRA Audit of 17a-4 Compliance

Tips to help broker-dealers be “audit ready” for compliance with the records retention provisions of Rule 17a-4 of the Exchange Act.
October 30, 2019

See the difference XTIVA can make for your business

Get a demo

Xtiva Achieves More

Leave us your info and we’ll be in touch shortly!





Sending...